Registered Service Associate - 7 & 63 Required
About the positionResponsibilities• Address account-level issues through inbound phone calls, ensuring a positive client experience. • Provide a positive client experience to clients who contact Investment Central through inbound and outbound phone calls and electronic communications. • Work closely with other home office departments to resolve client account issues. • Reach out to clients proactively to address important matters related to their accounts and to follow up on other items. • Execute client-directed trades across various asset types, including mutual funds, fixed income, and stocks.• Regularly handle client-directed transactions such as ACH transfers, wire transactions, and journal requests. • Manage a diverse range of accounts, including trust accounts, estate accounts, and entity accounts. • Execute trades based on verbal instructions. • Perform Mass Moves (entire book of business transfers) for Transitioning and Terminated Financial Advisors. • Perform other duties and responsibilities as assigned. Requirements• High School Diploma or equivalent and three (3) years experience in the financial services industry, preferably including related service experience.• SIE required provided that an exemption or grandfathering cannot be applied. • Series 7 and 63 licenses required. Must be licensed in All 50 States. Nice-to-haves• Associates and/or Bachelor's Degree Preferred but not required. Apply tot his job